EU compliance for financial services

Advisory for banks, insurers, investment firms and fintech

Expertise for financial sector

The financial sector faces the strictest EU regulations. Vision Compliance helps financial institutions navigate through complex requirements of GDPR, NIS2, DORA, MiFID II, AML directives and other key regulations. From banks and insurers to fintech startups, we provide expert advisory tailored to your specific needs.

Our Services for Financial Sector

DORA - Digital Operational Resilience

Implementation of Digital Operational Resilience Act, ICT risk management, resilience testing, incident management and third-party security. Preparation for January 2025.

NIS2 for Financial Infrastructure

Cybersecurity for banks and financial institutions under NIS2 directive. Risk assessments, security measures, incident reporting and business continuity.

AML / KYC Compliance

Anti-money laundering programs under 5th and 6th AML directive. KYC procedures, due diligence, transaction monitoring, suspicious activity reporting and regulatory reporting.

MiFID II / MiFIR

Investor protection, trading transparency, best execution, transaction reporting and organizational requirements for investment firms.

GDPR for Financial Data

Protection of client personal data, DPIA for financial systems, data governance, access rights, processing records and processor agreements.

Banking Regulations (CRD/CRR)

Advisory on capital requirements, leverage ratios, reporting under CRD VI and CRR III, preparation for upcoming changes.

Key EU Regulations for Finance

DORA

Digital Operational Resilience Act

Applicable from January 2025

NIS2

Cybersecurity

In force

MiFID II/MiFIR

Markets in Financial Instruments

In force

5th & 6th AML Directive

Anti-Money Laundering

In force

GDPR

Personal Data Protection

In force

PSD2

Payment Services

In force

Sectors We Support

Banks and savings institutions
Investment firms and brokers
Insurance companies
Asset management
Fintech and neobanks
Payment service providers
Cryptocurrency platforms
Leasing and factoring companies

Ensure compliance of your financial institution

Typical outcomes: ready for DORA 2025, NIS2 minimum controls, AML program operating.

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Vision Compliance - EU Compliance Advisory | GDPR, NIS2, AI Act | Zagreb, Croatia